Regulatory Compliance & Licensing
We've helped financial firms in more than 20 different jurisdictions, from the UK to Saint Kitts & Nevis. Sometimes more isn't always more, but we'll show you what's worth considering.
What’s included
Jurisdictional Strategy
Often the decision of where to establish and request regulatory authority for a new entity is as crucial as the decision to launch the new firm to begin with. Most law firms, even acting in good faith, will make suggestions based on what they know best- the jurisdictions in which they operate. Unfortunately, this is far too common and puts you and your business at a tremendous disadvantage as you lack the information to make effective decisions. If it's your first company or your 20th, we're here to help make sense of a complicated world. Our team has spent the last decade traveling to nearly 100 countries, meeting experts and attorneys worldwide to stay abreast of cutting-edge advancements, and familiar with nearly every nuance in financial regulation.
Application Guidance
Great, so now you know where you want to establish your entity, but what’s next? Now comes the exciting part: paperwork and bureaucracy. The application process can be tedious and frustrating. Allow our team to help you with navigating the unchartered waters for you. We'll liaise with local authorities and lawyers, complete all the paperwork, and organize your application package to save you time and money so you can get your financial regulatory authorization sooner.
Multi-Entity Structuring
Now that you have multiple entities, it's critical to understand what can and cannot be done between them. You may need to isolate communication between a heavily regulated European firm and an offshore entity within your group. Deciding which firms will be responsible for managing banking relationships or signing merchant agreements with Payment Service Processors (PSPs) is essential. Doing so correctly could save time, effort, and money in financial fines.
Recommended Services
Explore all ServicesStrategy Call
€275
A 1-hour video call with Mr. Sandheinrich to discuss the strategic planning and tactical implementation of your business goals. You are limited to booking a call at least one week in advance, so our team may prepare and do research in advance.
Consulting
€9500/mo
Fully tailored ongoing business consulting designed especially for Forex brokerages, investment funds, and exchanges. Work towards reinvigorating your marketing strategy, deploying more advanced technology, or planning a new regulated entity to attract new business.
Our flagship service helps financial leaders take their businesses to the next level. Work directly with Mr. Sandheinrich and our team of industry experts to create a plan, then execute it with our trusted network.
Each month includes:
Up to 10 strategic 60-minute update video meetings, as needed.
100 team hours of non-cumulative planning and implementation.
A dedicated Business Intelligence Executive to manage the business relationship from end to end.
Exclusive 24-hour support number